Emergency Request to Block DOL Fiduciary Rule Filed in Texas Court

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The U.S. Chamber of Commerce and industry groups suing the Labor Department over its fiduciary rule in a Texas court filed an emergency request Friday asking a judge to stop the rule from taking effect while they take their case to the U.S. Court of Appeals for the Fifth Circuit.

Judge Barbara M.G. Lynn, in her Feb. 8 decision upholding Labor’s fiduciary rule, said Congress “gave DOL broad discretion” to protect retirement investors. But the nine plaintiffs suing Labor over its fiduciary rule in a Texas court — which includes the Securities Industry and Financial Markets Association as well as the Financial Services Institute — appealed Lynn’s decision on Feb. 25. 

Will the fiduciary rule enable frivolous lawsuits? Forecasting litigation is hard, but retirement plan experts are giving it a try…

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ThinkAdvisor’s TechCenter is an educational resource designed to give you a competitive edge by keeping you abreast of new tech innovations and need-to-know information that can be applied to your business. Resources 5 Steps to Eradicate Text Messaging Risk

In this White Paper, we share five steps to help you build a risk management program that enables the benefits of text messaging while protecting…

STP can be described as electronically capturing and processing transactions in one pass, from the point of first ‘deal’ to final settlement.

This complimentary report discusses those powerful benefits in detail along with a wide range of planning applications.

Americans are living longer and healthier lives, and these added years can create new challenges for retirement income planning.

The DOL fiduciary rule is quickly approaching the first compliance date, effective April 10th, with full implementation starting January 1, 2018. Is your business on…

For many, the New Year means new technology being implemented at the practice. One of the biggest challenges facing advisory firms today is getting the…

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